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In a 2010 paper on time preferences*, the authors Mei Wang et al. conducted an experiment in which participants could choose either $3400 now or $3800 a month later. Now I would choose the latter option but maybe it’s just because I’m intelligent and have been living in the West for quite a while. In other countries this is not the obvious choice however.

We see the usual correlates. Countries that are richer; more Germanic; less corrupt; more intelligent – they all have more future time orientation. In countries that have a Communist legacy future time orientations are perhaps lower than we might expect them to be otherwise.

This all of not insubstantial relevance because time preference can have an impact on economic structure and social life. For instance, as the paper notes, societies with higher future time orientation are likely to devote more attention to the environment. They are also likely to devote a greater share of their GDP to R&D.

There are some other intuitions we can make. In societies were more people are prepared to wait for more money we can expect savings rates to be higher. The structure of the economy will likely be more tilted towards things like hi-tech manufacturing (which requires a ton of R&D and capital) and less towards say IT (in which you can launch a start-up with just a small group of programmers) or resource extraction.

Confirming all the stereotypes, the Germanic peoples (Germany, Austria, Switzerland) were at the very top of the charts. This is ingrained in culture (and perhaps genetics to some extent?) because even gifted Americans were less likely to choose to wait than even the average German: “Even for the students from Princeton University, the percentage choosing the patient option is lower than the percentage of German students (80% vs. 89%).

The Israelis have high future time clocking in at 80%. I would not be surprised if this rises to 90% among Ashkenazi Jews. A similar proportion of Czechs (basically Germanized Slavs) also choose to wait (the word “robot” came into English from the Czech word for laborer).

About 70% of Americans and Brits would choose to wait. However, there is no Anglo unity on this question – the rate for Australian and Kiwis is much lower at about 50%. Why the discrepancy? There’s the old trope about Australia being a nation of convicts, who tend to have low future time orientation, but less than a quarter of Australians are actually descended from exiled criminals. Surely other factors are at play. Maybe it’s a function of Australia’s resource wealth, much of which is shipped off to China without even being refined to add value. Sounds pretty short-termist to me. From what I observed its infrastructure also leaves a lot to be desired.

China clocks in at 60%, considerably lower than 70% in Taiwan, Korea and Japan, and 80% in Hong Kong. Confucianism has always praised foresight: “If a man take no thought about what is distant, he will find sorrow near at hand.” Surely this gap can be ascribed to the Maoist legacy.

In Spain, Greece, and Italy only 45% would choose to wait – less than a majority. No wonder they are always running up debts and devaluing… except that now it is no longer a straightforward option.

Less than 40% of Russians would choose to wait. Note that we are talking about the late 2000′s now so immediate economic instability and inflation are no longer germane factors in the decision on whether to get $3400 now or $3800 later. Part of it I suppose is the Communist legacy but knowing what I know of Russia I cannot imagine this figure ever having been a lot higher. Russians are a lot more impulsive and short-termist than their IQ would indicate. This low future time orientation is reflected in realities such as the high rate of corruption, the limited success of manufacturing enterprises, and the greater relative success of services and IT.

Low future time orientation also calls for a strong state capable of correcting these quintessentially Russian deficiencies. After all many things have to be developed over a time period longer than most Russians’ wallets to bear fruit: Infrastructure, industrial policy, stabilization and “rainy day” funds of all sorts, etc. No wonder that a coherent state in Russia only arose once the arguing tribes invited the Varangian (Nordic) Rurik to come rule over them, and the outstanding success of Germanic-influenced rulers (Peter the Great, Catherine, Putin) at improving the country in general.

As for Nigeria there is no hope. Future time orientation appears to be so low (<10%) that it would predominate even among the elites. Angola on the other hand has pretty respectable future time preference. Maybe that is why southern African countries like Angola itself along with Botswana have constructed pretty respectable states that benefit the people with oil/minerals revenue, while the likes of Nigeria and Equatorial Guinea wallow in poverty and total corruption. Basically their entire ruling elites are kleptocracies.

* I came upon this while trawling through GNXP archives. Here is Razib’s analysis.

PS. Can compare and contrast with Money Mania, By Country.

(Republished from AKarlin.com by permission of author or representative)
 
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Just in case you thought the correlation between human capital and economic development was an artifice of the post-socialist world, here is a similar graph (R2=0.4273) for all the world’s countries that have participated in the Math and Science portions of the PISA or TIMMS (8th grade) international standardized student assessments.

education-economy-global-1

The methodology is the same as described in the previous post. As you can see, the relation is every bit as strong at the global level. However, you may point to a few outliers. How to explain them?

Corruption, institutions and “governance”, “ease of business” indicators, etc. are all next to useless; in fact, it has even been found that some corruption is better for growth than no corrupt at all (though there is a critical point of extreme corruption at which it becomes deeply harmful).

But these are minor technical discussions. As far as I can see, there are only three major factors that explain why some countries diverge from the close correlation (R2=0.8393) between human capital and economic development observed in normal countries with a long history of capitalist development: (1) Major exporters and mineral exporters, relative to their total GDP; (2) Countries with a legacy of socialism and central planning; and (3) Countries with small populations that are also major financial, tax haven, or tourism centers.

education-economy-global-3

As you can see from the graph below, the conventional countries would form a nice best fit exponential curve (R2=0.8393). So would the countries with socialist legacies (R2=0.4908), albeit with greater dispersion and at a systemically lower level than the normal capitalist ones – especially once you remove those among them with substantial resource endowments. The same in reverse applies considering those countries that have managed to occupy niches in tourism, providing tax havens, and above all in financial services (R2=0.6014) – they do systemically better than the normal capitalist countries. The only countries to defy this iron correlation between are those whose oil production enables their populations to live off the rents from it (R2=0.0002); but these Rich Oilmen countries are very few in number, and concentrated in the Gulf.

The Capitalist Normals

The Capitalist Normals (blue) have long histories of capitalist development, and while some – like Australia or Argentina – may have large primary resource endowments, they cannot be said to dominate the economy. They have a very close correlation (at least by social science standards) between levels of human capital and economic development. The developed countries in this band occupy the global technological frontier. As usual, the outliers tend to be exceptions that prove the rule, so I’ll focus on them.

Argentina does slightly better than its PISA scores might otherwise indicate, but here there may be a few explanations: (1) Older Argentinians are far better educated than their counterparts in most of the rest of Latin America; (2) Low school-leaver human capital may be in part compensated by having the continent’s highest tertiary enrollment ratio.

UPDATE: The Argentina outlier is solved. According to Steve Sailer, Argentina’s low score is thanks to the scrupulousness of its school administrators, who – unlike most other countries – took the effort to track down the truants and drop-outs, who constituted 39% of its school-age population. Without this effect, Argentina’s score would have been about 40 points higher, i.e. above Mexico, and similar to Chile and Bulgaria, that is to say right where it should be. Sailer also makes the observation that since truancy tends to be more prevalent in poorer countries – a factor that is only rare adjusted for in the PISA tests – the gap in the human capital of older schoolchildren between the high-scoring developed world and the low-scoring developing world are, if anything, even higher than recorded in these tests.

Syria and Jordan both do a bit worse than their potential. Perhaps the influx of poor Palestinian refugees depresses Jordanian per capita wealth, while Syria is hampered by an extremely statist economy.

Israel is a major positive outlier. One explanation is that there is a lot of math and scientific aptitude diversity within Israel, with Arabs and Sephardi Jews performing badly and Ashkenazi Jews doing much better and perhaps a great deal of variation within the higher-IQ Ashkenazi group in particular; however, this is not borne out in the statistics, with the standard deviation for Israeli scores no higher than in many other countries. So why is it richer than, say, Turkey? No idea. Maybe because of US financial help, which is not inconsiderable. Maybe because the entrepreneurial Jew stereotype is correct even if the clever Jew stereotype isn’t.

Greece is a minor positive outlier, but their debt crisis is cutting it down to where it should be; as with Ireland a few years ago (it used to be an outlier in 2007 but is no longer). I guess the invisible hand has a sense of justice.

The United States is the most significant positive outlier, getting almost $10,000 more GDP than would be warranted by its human capital levels, which are comparable to Sweden or Australia. One major factor is surely that Americans simply work much longer than Europeans; their productivity levels, output per hour worked is, in fact, virtually equal to that of Germans or Swedes. It also helps that it has plentiful land per capita with the world’s best natural riverine transport system – and useful land, not permafrost like in much of Russia or Canada – and controls the world’s reserve currency.

Korea is a major negative outlier, one of the world’s cleverest countries but one that hasn’t yet even fully caught up with Italy. However its case – as is, to a lesser extent, that of Finland and Taiwan – is explainable by the simple fact that for them, “convergence” isn’t a finished process; they continue to grow relatively rapidly by already-developed country standards, they do not have any debt or fiscal crises, and they can expect to continue moving in the direction of ultra-rich countries like Switzerland and Singapore in the next decades. That said, Japan – also a minor negative outlier – indicates there may be diminishing returns to ever more impressively educated populaces.

It is important to emphasize, also, which countries in this category are NOT outliers: Brazil, Mexico (despite a substantial oil endowment), Indonesia, India, and Turkey. Also South Africa, which is not in this database, but can be inferred to have very low human capital based on its still prevalent illiteracy and very low TIMMS (4th grade) results. Now Brazil and India are regarded in the Davos press as superior to Russia, and in the long-term superior to China also (by virtue, so their argue, of their democracy and “demographic dividends”); the other nations cited here have all at one time or another been suggested as replacements for Russia in the BRIC’s.

If we are however to regard human capital as the main determinant of the natural level of economic development, and the “potential gap” between the two to be the most reliable determinant of future growth prospects, then the best BRIC by far is China, followed by Russia; to the contrary, India and Brazil (and any prospective BRIC’s members) are unremarkable.

The Red Tigers

The Red Tigers (green) are countries with major legacies of socialism and often central planning. It is interesting to observe that countries where reforms started earlier (e.g. ex-Yugoslavia, East Central Europe) and where markets played a greater role under socialism are much closer to the “equilibrium level” indicated by their levels of human capital. That said, despite their relative affluence, their “potential gaps” are still substantial; for instance, the Czech Republic and Poland have human capital basically equivalent to that of Germany or the US, but are still up to twice as poor in terms of GDP (PPP) per capita. This implies that this group will continue converging to advanced developed countries in the years ahead.

Practically all outliers in this group are negative, and were already covered in the previous post. But to recap:

China is the mother of all outliers, and no doubt a very significant one – it has 1.3 billion people living at lower middle income levels (although a few provinces remain distinctly Third World) but their high-school students now outperform the US and most of the EU. In my opinion this is the result of a very special situation.

The Maoist state suppressed economic growth to a degree unprecedented in virtually any other state in the socialist camp; it also started from a very, very low base. But despite its ruinous economic views, its social policies – including basic education – were implemented far better than in almost any other low income country, and that on top of (a) their reverence for scholarship that only had its equivalent in the Protestant emphasis on literacy and (b) the observed high IQ of Chinese overseas communities which may have a genetic component. This means that when China introduced market reforms, the “potential gap” between its human capital and existing level of economic development was vast to a degree probably unprecedented anywhere else in the world and in all history. Hence thirty years’ worth of 10% GDP growth that shows no sign of stopping (in fact, China’s relative performance exceeds that of any other Asian tiger in their stage of rapid development). And barring a major and unexpected discontinuity is should NOT stop until China reaches the level of per capita wealth Korea, Taiwan, or even Switzerland.

One minor caveat is that rapid development means that this “potential gap”, while vast, may no longer be quite as vast as indicated by the graph. Note that according to some estimates, China’s PPP GDP is now larger than America’s, which would give a GDP (PPP) per capita of $10,000-$12,000 or so.

Armenia, and to a lesser extent Serbia and Bosnia-Herzegovina, are negative outliers. Their cases are clear; they suffered from destructive wars in the 1990′s, and in Armenia’s case it remains surrounded by neighbors from hell.

The ex-Soviet countries without oil, such as Ukraine and Moldova, tend to be deeply negative outliers. One reason is that they reformed slowly (while the Soviet-era system crumbled about them), and late; and have suffered from particularly incompetent and avaricious governance; as I argued in a prior post, Ukraine never left the period of “anarchic stasis” that characterized Russia in the 1990′s. However, Ukraine’s perspectives aren’t looking good, at least in the short-term. Perhaps it’s because corruption, etc. are still so high that – while they normally don’t have much of an effect – reach such critical levels that they significantly stymie growth; an alternate, and more benign, explanation is that Ukraine’s GDP (PPP) is underestimated – it was not adjusted upwards like Russia’s in the recent OECD and World Bank recalculation of relative prices – meaning that Ukrainians already live better than the statistics indicate, their “potential gap” is smaller, and thus understandably there is less room for fast GDP growth.

Azerbaijan, Kazakhstan, and Russia are curious creatures in that in their case, the resource windfall boon works against the socialist legacy curse. This means that, despite that they are ex-Soviet – i.e., the economy was more deeply distorted and reforms started later than in much of the rest of the socialist camp – they are nonetheless on the upper part of the human capital and economic development curve, along with countries like the Czech Republic or Romania, and are not outliers like Ukraine or even Latvia.

At this point I would also like to demolish the myth of Georgia as a shining beacon of unimpeded economic progress in the Caucasus. It will not transform into Switzerland or Singapore, or even Estonia, any time soon, i.e. the next few decades. Its human capital is very low and it is already fairly close to the maximum economic potential enabled by it; this may be an achievement on Saakashvili’s part, who massively – one might say recklessly – liberalized the Georgian economy, which caused (or accompanied) a big growth spurt in the mid to late 2000′s. But it is unsustainable, first because Georgia is now far nearer the limits imposed by its low level of human capital; second, because if anything human capital has declined under Saakashvili (e.g. tertiary enrollment has nearly halved as university fees exploded, making post-school study much less affordable for ordinary Georgians).

The Oilmen

The Oilmen (red) are those very lucky countries with lots of oil and small populations. It is almost always oil; the sole exception in my sample is Botswana (diamonds and minerals).

Unlike either the Capitalist Normals or the Red Tigers, there is no correlation between levels of human capital and economic development among the Oil Guzzlers. That is because the oil production per capita effect, which relies on geological luck of the draw, overpowers all others. That said, they could be divided into a few distinct groupings.

(1) The Rich Oilmen. Qatar, Kuwait, and the UAE, and to a lesser extent Saudi Arabia, Bahrain, and Oman, are all fabulously rich thanks almost exclusively to their resource endowments. Their human capital is unimpressive and would not otherwise come anywhere near supporting their oil-enabled luxurious lifestyles. Their attempts at diversification are to be lauded, e.g. finance and tourism in Dubai, or journalism in Qatar, but these efforts are critically reliant on attracting foreign specialists with (oil) money so they are not sustainable.

(2) The Casual Oilmen. Norway and Russia benefit greatly from their oil windfalls; for a start, they largely rule out fiscal worries. Benefiting from uninterrupted capitalist development, Norway has transformed itself into one of the world’s wealthiest nations; even if it didn’t have oil, it would still be as rich as Sweden. Russia will probably never reach Norway’s level because the latter has far more oil per capita; nonetheless, it has a decent manufacturing base (e.g. capable of making stuff like GLONASS and advanced fighters) and a moderately growing economy that has no reason not to converge to Italy by 2020 and perhaps Sweden by 2025 or 2030. Tight supply and growing demand means that it is very unlikely that oil prices will fall and remain low in the foreseeable future, but even on the off chance that they do, Sergey Zhuravlev has calculated that the effects on Russia’s economy are going to be modest in the medium-term and negligible in the long-term.

(3) The Poor Oilmen. Oil is likewise of help for plugging budget holes to Algeria, Kazakhstan, Iran, Venezuela, Mexico, and Azerbaijan. However, unlike the case for the Rich Oilmen, their populations are too numerous to live off in sumptuous comfort off the rents; oil production per capita is too low. This means they can’t fly off into the stratosphere like the Rich Oilmen. They need non-oil based growth to become rich. But unlike the Casual Oilmen they are unlikely to achieve much of that because their human capital levels are very modest. If there is an oil crash, past experience – e.g., Venezuela in the 1980′s and 1990′s – suggests that they will be in for many years of stagnation and fiscal crises.

The Bankster Nations

The Bankster Nations (crosses) tend to be small countries which have managed to become major financial, tax haven, or tourism centers. Their GDP (PPP) per capita tends to be higher than the level suggested by their human capital, but not to anywhere near the same extent as the Rich Oilmen.

Liechtenstein is the biggest outlier in my database; its human capital is respectable, but its GDP (PPP) per capita at $141,000 is literally off the chart. No wonder when their population is a mere 30,000 souls. Luxembourg, Singapore, and Hong Kong have all carved themselves out very profitable niches as financial centers serving neighboring economies that are much bigger but also more regulated. Macao is Asia’s gambling center (and unofficial a conduit for Chinese money laundering). Cyprus serves a similar money laundering and reinvestment function for Russian nouveux riches, to the extent that the Russian government recently bailed out the island. Mauritius is a tax haven, and is also – along with Malta and Trinidad & Tobago – a popular vacation spot.

Switzerland is an entire nation that has devoted itself to financial services (including the more shady, secretive ones) as well as other very high added-value stuff like precision engineering and pharmaceuticals. And it has become extremely rich.

Without exception all these places are doing better or far better than the average Capitalist Normal country. That said, even here there is a definite correlation between human capital and GDP (PPP) per capita. These activities may require less hard work and scruples than is typical for other industries but they still require brains – especially for the high-end finance stuff. Not so surprising then that it is the highest human capital countries like Singapore, Hong Kong, and Switzerland that have become so prominent in it.

(Republished from Sublime Oblivion by permission of author or representative)
 
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Courtesy of Evgeny‘s comment at Mark Adomanis’ blog, I found a very interesting piece by Sergey Lukyanenko – the bestselling Russian sci-fi writer best known for his Night Watch series, which was later converted into Russia’s first blockbuster film in 2004 – on the recent turmoil in Russian politics. It is a bit dated, from January 3, and originating as a blog post the language is highly colloquial and informal. But I think it worthy of translation for two main reasons.

First, there is the distinct (but wrong) impression that the mass of the literary “intelligentsia” is behind the anti-Putin protests, because of the visibility of high-profile writers like Boris Akunin, who recently wrote a rather rambling op-ed for the NYT. Lukyanenko demonstrates that this is not the case.

Second, I personally agree with almost all of it, save for a few parts like citing Switzerland or the UK as a good democracies. But on the whole I can vouch for practically every word. And as a science fiction writer in whose worlds the lines between good and evil are frequently blurred – if they exist at all – he brings a much needed “middle ground” position to the rigidly pro-Kremlin/anti-Kremlin binary that dominates this discourse.

I Will Vote For Putin

I didn’t want to, but in the end I had to make a comment. For every so often agitated young people would run into my LJ blog, asking me the following types of question: “Where were you during the Meetings [for Free Elections]? At home? That means you voted for the swindlers and thieves! Are you not ashamed of yourself? Your friends Kaganov, Eksler, Bykov were out there, making rhetorical history and laughing and waving placards… How could you look them in the eyes now? If everything in your life is fine, you’d be for Putin, right? You consider this regime to be ideal? What, you mean to say, that we don’t have anyone else qualified to be President?”

So an explanation is warranted.

I voted for the Communists. I did it with a pinched nose, for today’s Communist Party has no relation to communists, to the people, and unfortunately, even to politics in general. In the past I voted for the Union of Right Forces, but with equal amounts of horror and aversion. But the defining weirdness of my thoroughly anti-democratic and anti-liberal conscience consists of my belief in everyone’s right to think differently. And I want the Parliament to have representatives of the right, and the left, and centrists, and swindlers and thieves too, as they too make up a considerable share of our society – why bother denying this? As our most ardent supporters of democracy insist on denying others the right to their own opinion, I will sing my own song and do everything I can to make “a thousand flowers bloom.” I am mostly satisfied with the result – yes, of course there were violations (yeah, as if they didn’t exist earlier… You remember how Yeltsin won? Nothing bothered you back then?), but the Duma did become more diverse. (And I, by the way, don’t call for my political opponents to be hanged in the squares, stripped of their rights and exiled to Magadan. Unlike you, my dear liberals…)

And the fact that Leo, Alex, and Dima went to the Meetings does not in the slightest interfere with my appreciation of their books. More power to them. And I consider them sane people too.

I am always touched by the argument: “Well, life is good for you – so that’s why you support the current regime?” This is usually said in an outraged and pressured tone. I mean, how could this be – why are those people, who aren’t bothered by the government, why are they of all things not protesting against it? The binomial theory! The great mystery of the universe! The great Russian pastime – cutting off the nose to spite the face! Yes, I will actually vote for the current government, as long as I believe that it is right for me. And you will vote against it, as long as you believe that it is bad for you. And this is all right and proper. Is this not the very democracy that you want?

So moving on, does this mean I consider the current regime ideal?

What a profoundly intellectual conclusion! I do not consider the sausage that I buy in a supermarket to be ideal. I don’t consider my books to be ideal. I consider our entire world to be far from ideal. So what should I do then – refrain from eating, from writing books, and from living in general? If you are not the Dark Lord, you will always find mistakes in the universe. We have no shortage of fools both in power and under their power. We have many swindlers, thieves, idlers, and rascals. But here is one crucial elaboration – these people are everywhere, in all spheres of life. And their percentage shares among construction workers, medics, and politicians are all broadly similar. The world isn’t perfect, you know? People too. Have you forgotten how thirty years ago, the entire country voted in unison for the Block of Communists and Non-Party Members. I remember. Have you forgotten, how twenty years ago schoolboys dreamed of becoming hitmen, and schoolgirls – whores? Better by far that they dream of becoming bureaucrats! Satellites are falling, the Bulava can’t take off? And did you know how many satellites burned up on their way to orbit under the USSR, and how many unsuccessful missile launches there were before things got righted? So the country is dying out? Look at the charts – at how life expectancy has changed in the past few years. Few births? Look at the figures for Europe. Problems with immigrants? Take a walk in London or Paris (which, by the way, is now possible, as was not the case under the USSR).

Do you want the level of democracy they have in Switzerland or the UK? Learn a bit of history, people. How many years did they spend building their modern democracies and modern relations of people to the state? How many people perished in the process? Yes, it would be wonderful to wave a magic wand and… but I don’t have one. I’m afraid Putin doesn’t have one either. There, in Tajikistan yesterday they killed… Father Frost! As a socially and religiously alien element. Do you assume we aren’t Tajikistan? In some respects, we completely are. At least with respect to our attitudes towards differing viewpoints. The entire LJ blogosphere continually demonstrates this.

Not long ago, I was still wondering who to vote for in the Presidential elections. And, you know what, you guys helped me make my choice – with your meetings, provocative placards and loud slogans. I will vote for Putin.

Because we really do NOT have another politician, capable of leading the country.

Because the slogans of everyone else are either naked populism, or facsimiles of Putin’s slogans, or unorganized set of contradictory promises.

Because the “opposition leaders” plaster each other with obscenities, and would tear each other apart if the current government were to fall apart. Do you expect Krylov to get along with Yavlinsky? That liberals will make friends with Communists and nationalists? My friends, this isn’t even funny… All the current protesting opposition marches under the banner of destruction and mutual hatred… Yes, and you they also hold cheap

Because Zyuganov would flee to Switzerland in panic if you were to vote him in.
Because Mironov, though a good man, is not a national leader.
Because Nemtsov – well, that’s not even funny.
Because Zhirinovsky – ‘twould be fun, if the country had a “Save Game” button.
Because Prokhorov is a businessman, and a country can’t be managed like a mining company.
Because Navalny is a person, who works for another country. Not for ours.
Because there is no other. Hasn’t appeared yet.

So is Putin responsible for all that? That he hasn’t raised a successor?

But you didn’t like Medvedev either. “Too liberal”; “too scheming”; “iPhone President”; “innovation”, this and that…

Putin, by the way, was put forwards by Yeltsin. You don’t like the result? So what do you want, that Putin himself could put forward someone, whom you consider worthy? Well then it would be but a continuation of Putin’s policies.

The opposition, in your opinion, should be raised by the acting regime? Don’t take the mickey… Politics aren’t the Olympic Games. Politicians grow notwithstanding the current government. And let them grow, and good luck to them. Let Navalny and Chirikova organize a party, write a program and come to power.

What, they wouldn’t be allowed in? LOL. United Russia had its share of the vote inflated, but probably by not more than 5 percent. United Russia is the party off the majority, that is a fact. So what if they got a few percentage points less – they’d have joined a coalition with Fair Russia. And as if that’d have made a great difference to the political picture in Russia…

Here are transparent ballot boxes, web cams at the elections, parties of 500 people… the mass media are controlled? Again, LOL. There are opposition media everywhere. Do you want to have the first word on TV? Then work for it, fight for it. If you get the majority – you’ll have this all. And if not – well, my apologies…

You have the right to vote. And to monitor the vote. And it’s entirely possible, that on that day – I too will go have a look. So that you, my passionate and fiery friends, don’t flood the streets will your bulletins. Because whenever one side says, that it’s all pure and white, that side I don’t trust in advance.

… And about what is happening now in the world, how one country after another is ruined in the name of democracy and maintaining the status quo, I won’t even talk about that. Either you see it and understand it, or you are naive beyond all measure. And over the next several years, while the world is undergoing this HUGE crisis, I want to see a leader in power who is capable of bold moves. And ready to defend our country.

So I will go and vote for Putin. For the next six years he has my trust on credit. And you go and vote for your candidates. This is what is called democracy.

But magic wands and a free lunch don’t exist in this world.

(Republished from Sublime Oblivion by permission of author or representative)
 
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I have always been fascinated by nuclear war. Mountain bunkers, missile gaps, MAD, – what is there not to like? So this post will be devoted to the doomsday weapons which continue tantalizing us with visions of post-nuclear nirvana. Because yes, despite the post-Cold War reduction in the Russian and US arsenals (consisting mostly of warheads being removed from missiles and stored in bunkers), the cessation of live testing, and overall better relations untinged by ideological confrontation, nuclear weapons and their associated delivery systems and C&C systems haven’t gone anywhere. That isn’t going to change any time soon. If anything, in an overpopulated world under increasing pressure from limits to growth, NBC weapons may re-assume their old primacy in strategic thinking.

This post will be divided into the following sections: 1) a partial list of nuclear war scenarios, 2) a description of nuclear weapons basics and the current nuclear balance of power, and 3) myths about nuclear war – the most prominent being that a large-scale nuclear war is an extinction-level event, or even unwinnable (Herman Kahn and the other sons of Strangelove really do make valid points).

1. Things you might want to read for fun

First, here is a collection of nuclear war scenarios that are available online. I would also highly recommend watching the film Dr. Strangelove or: How I Learned to Stop Worrying and Love the Bomb – it is a true classic of American comedy / satire.

The Effects of a Global Thermonuclear War – a reasonably realistic late-1980′s nuclear war scenario stemming from a NATO-Warsaw Pact conflict in central Europe, but consequences are probably too apocalyptic than would be the case in a real nuclear war.

The Consequences of Nuclear Conflict between India and Pakistan – given their small arsenals, even a total nuclear war involving ground bursts over populated cities will leave 99% of Indians and 93% of Pakistanis alive. Their military forces remain intact and the demographic losses are made good in just a few years.

Australia Nuclear War Scenario – rather unrealistic scenario involving Australia getting nuked in an unfolding world war between the US and China / Russia.

What A Russian Nuclear Attack on the US Could Look Like (1999) – another rather unrealistic scenario in which Russia disrupts US communications networks by exploding EMP-emitting nuclear-armed satellites, decapitates the US leadership, and invades it.

http://www.youtube.com/watch?v=_MCbTvoNrAg

Threads – a good British movie from the late 1980′s about the aftermath of a nuclear war (see plot), of which it takes a bleak picture – though around 80% of the population survives the initial blasts, it is quickly whittled down to medieval levels (4-11mn) by the mid-1990′s due to the nuclear winter (famine), disease, and destruction of the ozone layer.

2. Things you should know

A. History

Nuclear weapons revolutionized the theory of war. Before, states tended to fight (relatively) long wars and could only begin to exercise unrestrained coercion – or the credible threat of it – once they had destroyed the hostile armies and conquered the enemy territory. Now, the two superpowers, the US and the USSR, had the ability to unleash unprecedented violence against each other’s society within hours, well before their armies clashed on the battlefields of central Europe.

The US was the first to test a nuclear bomb (and to use it), in 1945, though the USSR followed up in 1949, in large part thanks to its successful military-industrial espionage. Though the US enjoyed a brief period of nuclear primacy in the 1950′s thanks to its massive bomber forces, factors such as the development of the ICBM, the SLBM, and growing Soviet warhead numbers made a disarming US first strike increasingly unrealistic. Both powers having acquired survivable deterrents, a “balance of terror” set in (MAD).

The introduction of MIRVed warheads in the 1970′s placed more incentives on making a first counterforce strike and tilted the cost-exchange ratio away from ABM, thus destabilizing the situation even as the two nuclear arsenals equalized in their overall destructive potential (the Soviets reached rough parity with the US during the 1970′s). Furthermore, apart from adding redundancy to the nuclear force, the SLBM was also destabilizing by increasing the chances of a decapitating strike against the leadership. As such, there were more efforts aimed at managing the nuclear standoff, such as the Moscow-Washington hotline, the construction of hardened complexes (Cheyenne, Yamantau), and a panoply of mobile C&C hubs to decrease nuclear commanders’ vulnerability.

Despite the development of a substantial nuclear capability during the Cold War by the UK, France, and China – and their consequent proliferation to Israel, India, Pakistan, and North Korea – to this day the US and Russian arsenals remain the world’s largest by at least an order of magnitude. Russia is also believed to keep 16,000 tactical nukes in storage, which it plans to use as its conventional forces retreat before a NATO or Chinese ground invasion. (Here are some aggregates estimates of warhead numbers from the Guardian).

Though there have been arguments by Lieber and Press that the 2000′s saw a return of US nuclear primacy, their conclusions have been hotly disputed. It is probably true that today the US has the ability to completely neutralize China’s means of nuclear retaliation in a first strike, because any surviving Chinese retaliation can be mopped up by sea-based Aegis/SM-3 assets in the Pacific and the Ground-based Midcourse Defense (GMD) installations at Vandenberg, California, and Fort Greely, Alaska. However, the same cannot be said of Russia, which has a much bigger and comprehensive nuclear arsenal and early warning system.

B. Nuclear Weapon Development

Contrary to popular opinion, building a workable nuclear weapon mated to a robust delivery system is extremely hard. It is a highly complex synthesis of some of the most advanced technologies known to man, not a terrorist DIY job.

A nuclear weapon… is a robust, reliable and miniaturized nuclear device (a warhead) that has been combined with a similarly robust and reliable delivery system. The importance of this synthesis should not be underestimated. Deliverability is a key feature of a nuclear weapon — and it must be a practical, militarily efficient means of delivery with a high probability of success. The challenges of achieving this synthesis are extensive. For a nuclear device to be deployed as a ballistic missile warhead, as a cruise missile warhead or as a gravity bomb, a series of very significant technical hurdles must be surmounted, including nuclear physics, materials science, rocketry, missile guidance and the like.

The nuclear bit.

The fabrication of fissile material alone — the one true limiting factor in the development of a nuclear device — presents significant challenges. The concept of separating a heavier isotope of uranium from a lighter isotope of uranium in order to enrich the stock to higher than 80 percent U235 — sufficient for use in weapons — is well understood. Separating something heavier from something lighter in a gaseous state is not all that hard. But doing it on a sufficiently refined level to separate two isotopes differentiated by only a few subatomic particles is extremely difficult. The alternative, reprocessing plutonium, is a chemical process not nearly as challenging as enrichment but it is extremely nasty, producing deadly levels of radioactivity, and it can only be done after plutonium has been created inside a nuclear reactor. … [see here for more on uranium enrichment].

Compared to the challenges of enrichment, the fabrication of a simple gun-type device like Little Boy is comparatively simple, though precise and extensive calculations are still required. But only uranium can be used in a gun-type device; plutonium requires the far more complex method of implosion, which presents numerous challenges, including the precise “lensing” of high-grade explosives. The purity of the lenses, their arrangement and the timing of the detonation must all be carefully crafted and coordinated to create a perfectly symmetrical explosion that compresses the plutonium core to a supercritical mass. Again, theoretically, it is a fairly understandable concept. In practice, however, it requires a great deal of knowledge and expertise. The creation of even the most primitive implosion device during the Manhattan Project challenged the best scientific minds and technology available at the time.

The fabrication of fissile material and the development of either a gun-type device or an implosion device is a process that only nine or 10 countries in the world have accomplished. …

The delivery system bit.

First, delivery systems must be devised and both the bomb design and the payload capacity for the delivery system appropriately tailored. The delivery system itself — whether air-drop, cruise missile or ballistic missile — involves significant technological challenges, including aircraft design, subsystems integration and the development of complex guidance and propulsion systems. Indeed, these remain developmental challenges for many established nuclear powers. Ballistic missile design is an especially complex undertaking — to say nothing of mating such missiles with a submarine for undersea launch.

In each case, the physics package (the components of the bomb that actually initiate a nuclear explosion) must be significantly miniaturized to one degree or another. A modern re-entry vehicle is a steep conical shape shorter than a human being that contains an even smaller physics package weighing only a few hundred pounds. Getting a warhead down to this size is no easy task. It requires, among other things, precision manufacturing, exceptional quality control and a keen understanding of nuclear physics. Then there are the decades of testing and practice necessary to ensure detonation upon delivery, national command authority controls and the like. Indeed, U.S. national laboratories still use some of the world’s most powerful supercomputers to model the effects of age on the current U.S. nuclear arsenal.

Developing a nuclear weapon is not simply a matter of money, resources and brains. It also is the product of decades of testing (now frowned upon by the world community), design experience, numerous fielded weapons and a sustained annual investment of billions of dollars.

As such, the only countries that have large, varied, nuclear forces – or have the technical capability to build up one – can be counted on the fingers of one’s hand: The US, Russia, France, Japan, Germany, the UK, China, S. Korea, Italy, and *perhaps* Taiwan, India, Israel, Brazil, and a handful of others. But for the latter the costs will be prohibitive in the extreme. For instance, in Iran’s case:

Uranium nuclear fuel enrichment consists of four main steps. The first involves extracting uranium ore and processing (also known as milling) it into uranium oxide, commonly known as yellowcake. Second, most enrichment efforts — including Iran’s — then subject the yellowcake to a series of chemical reactions to create toxic uranium hexafluoride (UF6), which is useful for a variety of enrichment techniques. Third, in many cases — again including Iran’s — the UF6 then is run through “cascades” of centrifuges, or long chains of individual centrifuges connected together in a vacuum in gaseous form. Through this process, the percentage of the fissile isotope uranium 235 is increased to the point where the uranium can be used for power production. (Iran reportedly has aimed for an enrichment level of 3.5%, which is considered low-enriched uranium.) Fourth and last, once the uranium has been enriched to the desired level, it is then converted into fuel rods or pellets for use in a reactor.

It is important to note that low-enriched uranium is not the same thing as highly enriched uranium (which is considered to be greater than 20%) — or uranium enriched to levels of 80-90% uranium 235 — which is considered sufficient for use in a crude nuclear device. Producing highly enriched uranium is not simply a matter of running the cascade cycle describe above over and over again. As the uranium becomes more enriched, the technology becomes increasingly delicate. Fine separation of the UF6 molecules and the minute calibration of the centrifuges necessary to carry this out, is required for this, and it is not clear that Iran’s centrifuges are of sufficient quality to attain these high levels of enrichment.

See Nuclear Weapon Nations and Arsenals for a detailed discussion of national nuclear capabilities.

C. Future Prospects: ABM, Scramjets, and Hypersonic Bombers

Although building a few dozen simple nuclear weapons is relatively easy and has even been mastered by the likes of Pakistan, acquiring the panoply of hundreds or more thermonuclear devices mounted on a triad of delivery systems (bombers, ICBM’s, SLBM’s) is highly complex and open to a few states. However, doing so imparts near-strategic invulnerability. In a ever more unstable world of limits to growth, it is likely that nations like Germany and Japan will nuclearize, or at least intentionally build up the foundations for effecting a rapid, massive buildup of nuclear arms.

There is one major development that is going to seriously undermine the effectiveness of nuclear weapons, necessitating the development of much more advanced and complex delivery systems. That is anti-ballistic missile defense (ABM).

The country with the most advanced ABM program as of today is the United States:

There are four mature BMD systems that are operational or in the process of being made operational: Aegis/Standard Missile-3 (SM-3), Terminal High Altitude Area Defense (THAAD), Patriot Advanced Capability-3 (PAC-3) and Ground-based Midcourse Defense (GMD).

The Aegis/SM-3 system is capable of intercepting ballistic missiles during parts of the ascent and descent phases. This system has already been deployed on 18 American guided-missile cruisers and destroyers, and two Japanese Maritime Self-Defense Forces warships and is operationally proven (though as an anti-satellite weapon rather than a BMD interceptor). The Aegis/SM-3 has been one of the most successful BMD programs in the U.S. inventory, and Gates’ proposal would increase funding for the SM-3 program and upgrade an additional six warships with the system (double the three announced earlier this year for the Atlantic fleet).

The THAAD system is mobile (designed to be deployed anywhere in the world) and is capable of intercepting a ballistic missile in its final midcourse descent and in its terminal phase, both inside and outside the atmosphere. The first THAAD battery — Alpha Battery of the 4th Air Defense Artillery Regiment at Fort Bliss in Texas — was activated last year and is in the process of being fully equipped. Meanwhile, testing continues at the Pacific Missile Range in Hawaii (a test there in March marked the system’s latest success). After poor test performance in the 1990s, the program restarted testing in 2005 and has shown marked improvement. It is now considered technologically mature.

The Patriot Advanced Capability-3 (PAC-3) system is a terminal-phase intercept system that was operationally deployed and successfully used in Operation Iraqi Freedom. The Ground-based Midcourse Defense (GMD) system is also currently operational at Fort Greely in Alaska and Vandenberg Air Force Base in California, and is slated for deployment in Poland and the Czech Republic, although deployment of the system is encumbered by the requirement for fixed facilities, including concrete silos. …

The Patriot Advanced Capability-3 (PAC-3) system is a terminal-phase intercept system that was operationally deployed and successfully used in Operation Iraqi Freedom. The Ground-based Midcourse Defense (GMD) system is also currently operational at Fort Greely in Alaska and Vandenberg Air Force Base in California, and is slated for deployment in Poland and the Czech Republic, although deployment of the system is encumbered by the requirement for fixed facilities, including concrete silos.

Although as of today its scope is still limited to the rather modest task of defending against missile attacks from “rogue states” like Iran and North Korea, in the future it is not unfeasible to upgrade the American BMD to provide a substantial blanket even against Russia’s arsenal. Furthermore, as these technologies mature the BMD system will move into space – rhetoric to the contrary, the presence of military surveillance satellites, anti-satellite weapons testing, and GPS (which the US uses for everything from squad level maneuvers to JDAM’s), means that space is already for all practical purposes weaponized except for the fact that the actual projectiles are not yet located there.

… And for strategic, intercontinental BMD, space is inherently superior to terrestrial basing for interceptors in terms of coverage, flexibility and response time. Put another way, while near-term funding for such projects remains questionable, those projects are the logical ultimate trajectory of the deliberate pursuit of BMD now underway.

But BMD aside, the Pentagon intends to dominate space the same way it dominates the world’s oceans: largely passively, allowing the free flow of international traffic, but with overwhelming and unchallenged military superiority. That will include not only defending assets in space, but holding those of a potential adversary at risk. Currently, Washington can do much of this from the ground; it is not only able to destroy a satellite with a BMD interceptor, it is also honing the technology to deny and disrupt access to space systems.

Thus, as long as the American military-industrial complex remains lavishly funded – which is open to question – it will continue to develop a multi-tiered ABM shield, introduce new technologies like the Airborne Laser (ABL), Kinetic Energy Interceptor (KEI), and Network Centric Airborne Defense Element (NCADE), and reinforce its MASINT dominance.

One particular interesting concept in the works is a so-called plasma shield:

In the 90’s the Russian physicist Rimily Avramenko proposed this method for taking out ballistic missiles:

Their action is based on focusing beams of electromagnetic energy produced by laser or microwave radiation into the upper layers of the atmosphere….A
cloud of highly ionized air arises at the focus of the laser or microwave rays, at an altitude of up to 50 kilometers. Upon entering it, any object–a missile, an airplane, is deflected from its trajectory and disintegrates in response to the fantastic overloads arising due to the abrupt pressure difference …What is fundamental in this case is that the energy aimed by the terrestrial components of the plasma weapon–lasers and antennas–is concentrated not at the target itself but a little ahead of it. Rather than “incinerating” the missile or airplane, it “bumps” it out of trajectory
.

The Russians refer to such balls of plasma as plasmoids. Although there is some speculation that their high-power radar could produce plasmoids in the upper atmosphere for defensive use, this has not been proven. (Just, please, don’t mention HAARP.) But the laser system used in PASS has been proven.

Alex Long, CEO of Stellar Photonics, which makes the PASS laser, tells me that future systems will have much greater range than the current laser. The focusing requirements are much simpler than for high-power energy weapons like the Airborne Laser (or ABL, a ray gun-equipped 747 jet), making longer ranges more feasible.

The technology which produces small plasma detonations in PASS could put larger plasmoids in the path of missiles and aircraft high in the atmosphere. Rather than using massive amounts of energy to burn through the missile’s casing, just a small amount of laser-created plasma could turn the missile’s own speed against it, tripping it up in a piece of cosmic judo. A small, low-energy pulse laser may turn out to be more effective for missile defense than the giant chemical laser in the $7.3 billion ABL.

Other nations will counter by developing their own ABM systems, on current trends lagging the US by a decade or two, while acquiring new capabilities like ICBM‘s and SLBM‘s with advanced evasive measures and decoys, as well as next-generation strategic bombers and eventually, scramjet-based hypersonic weapons. If the latter are actualized and retain a high degree of survivability in an era of improving SAM technology, bombers may yet again come to dominate nuclear delivery systems, as they first did in the 1950′s.

3. Nuclear War – Myth and Reality

Major sources:

One of the basic popular misconceptions of nuclear warfare is that it is a true Doomsday event leading to human extinction, or at the very least the collapse of global civilization. However, this is not backed even by primitive calculations that assume all the world’s urban areas (home to 50% of the world population) get blanket bombed, neglecting that a sizable portion of nuclear weapons will get eaten up by counter-force strikes (e.g. the missile silos of North Dakota), or will fail to launch / get taken out by enemy ABM / etc.

° Myth: Because some modern H-bombs are over 1000 times as powerful as the A-bomb that destroyed most of Hiroshima, these H-bombs are 1000 times as deadly and destructive.

° Facts: A nuclear weapon 1000 times as powerful as the one that blasted Hiroshima, if exploded under comparable conditions, produces equally serious blast damage to wood-frame houses over an area up to about 130 times as large, not 1000 times as large.

For example, air bursting a 20-kiloton weapon at the optimum height to destroy most buildings will destroy or severely damage houses out to about 1.42 miles from ground zero.6 The circular area of at least severe blast damage will be about 6.33 square miles. (The explosion of a 20 kiloton weapon releases the same amount of energy as 20 thousand tons of TNT.) One thousand 20-kiloton weapons thus air burst, well separated to avoid overlap of their blast areas, would destroy or severely damage houses over areas totalling approximately 6,330 square miles. In contrast, similar air bursting of one 20- megaton weapon (equivalent in explosive power to 20 million tons of TNT) would destroy or severely damage the great majority of houses out to a distance of 16 miles from ground zero.6 The area of destruction would be about 800 square miles – not 6,330 square miles.

° Myth: Overkill would result if all the U.S. and U.S.S.R, nuclear weapons were used meaning not only that the two superpowers have more than enough weapons to kill all of each other’s people, but also that they have enough weapons to exterminate the human race.

° Facts: Statements that the U.S. and the Soviet Union have the power to kill the world’s population several times over are based on misleading calculations. One such calculation is to multiply the deaths produced per kiloton exploded over Hiroshima or Nagasaki by an estimate of the number of kilotons in either side’s arsenal. (A kiloton explosion is one that produces the same amount of energy as does 1000 tons of TNT.) The unstated assumption is that somehow the world’s population could be gathered into circular crowds, each a few miles in diameter with a population density equal to downtown Hiroshima or Nagasaki, and then a small (Hiroshima-sized) weapon would be exploded over the center of each crowd. Other misleading calculations are based on exaggerations of the dangers from long-lasting radiation and other harmful effects of a nuclear war.

Nor will everyone die by lingering radiation – the critically-affected areas will be limited to areas downwind of ground bursts.

° Myth: Fallout radiation from a nuclear war would poison the air and all parts of the environment. It would kill everyone. (This is the demoralizing message of On the Beach and many similar pseudoscientific books and articles.)

° Facts: When a nuclear weapon explodes near enough to the ground for its fireball to touch the ground, it forms a crater. (See Fig. 1.1.)

Fig. 1.1. A surface burst. In a surface or near-surface burst, the fireball touches the ground and blasts a crater. ORNL-DWG 786264

Many thousands of tons of earth from the crater of a large explosion are pulverized into trillions of particles. These particles are contaminated by radioactive atoms produced by the nuclear explosion. Thousands of tons of the particles are carried up into a mushroom-shaped cloud, miles above the earth. These radioactive particles then fall out of the mushroom cloud, or out of the dispersing cloud of particles blown by the winds thus becoming fallout.

Each contaminated particle continuously gives off invisible radiation, much like a tiny X-ray machine while in the mushroom cloud, while descending, and after having fallen to earth. The descending radioactive particles are carried by the winds like the sand and dust particles of a miles-thick sandstorm cloud except that they usually are blown at lower speeds and in many areas the particles are so far apart that no cloud is seen. The largest, heaviest fallout particles reach the ground first, in locations close to the explosion. Many smaller particles are carried by the winds for tens to thousands of miles before falling to earth. At any one place where fallout from a single explosion is being deposited on the ground in concentrations high enough to require the use of shelters, deposition will be completed within a few hours.

The smallest fallout particles those tiny enough to be inhaled into a person’s lungs are invisible to the naked eye. These tiny particles would fall so slowly from the four-mile or greater heights to which they would be injected by currently deployed Soviet warheads that most would remain airborne for weeks to years before reaching the ground. By that time their extremely wide dispersal and radioactive decay would make them much less dangerous. Only where such tiny particles are promptly brought to earth by rain- outs or snow-outs in scattered “hot spots,” and later dried and blown about by the winds, would these invisible particles constitute a long-term and relatively minor post-attack danger.

The air in properly designed fallout shelters, even those without air filters, is free of radioactive particles and safe to breathe except in a few’ rare environments as will be explained later.

Fortunately for all living things, the danger from fallout radiation lessens with time. The radioactive decay, as this lessening is called, is rapid at first, then gets slower and slower. The dose rate (the amount of radiation received per hour) decreases accordingly. Figure 1.2 illustrates the rapidity of the decay of radiation from fallout during the first two days after the nuclear explosion that produced it. R stands for roentgen, a measurement unit often used to measure exposure to gamma rays and X rays. Fallout meters called dosimeters measure the dose received by recording the number of R. Fallout meters called survey meters, or dose-rate meters, measure the dose rate by recording the number of R being received per hour at the time of measurement. Notice that it takes about seven times as long for the dose rate to decay from 1000 roentgens per hour (1000 R/hr) to 10 R/hr (48 hours) as to decay from 1000 R/hr to 100 R/hr (7 hours). (Only in high-fallout areas would the dose rate 1 hour after the explosion be as high as 1000 roentgens per hour.)

Fig. 1.2. Decay of the dose rate of radiation from fallout, from the time of the explosion, not from the time of fallout deposition. ORNL.DWG 78-265

If the dose rate 1 hour after an explosion is 1000 R/hr, it would take about 2 weeks for the dose rate to be reduced to 1 R/hr solely as a result of radioactive decay. Weathering effects will reduce the dose rate further,’ for example, rain can wash fallout particles from plants and houses to lower positions on or closer to the ground. Surrounding objects would reduce the radiation dose from these low-lying particles.

Figure 1.2 also illustrates the fact that at a typical location where a given amount of fallout from an explosion is deposited later than 1 hour after the explosion, the highest dose rate and the total dose received at that location are less than at a location where the same amount of fallout is deposited 1 hour after the explosion. The longer fallout particles have been airborne before reaching the ground, the less dangerous is their radiation.

Within two weeks after an attack the occupants of most shelters could safely stop using them, or could work outside the shelters for an increasing number of hours each day. Exceptions would be in areas of extremely heavy fallout such as might occur downwind from important targets attacked with many weapons, especially missile sites and very large cities. To know when to come out safely, occupants either would need a reliable fallout meter to measure the changing radiation dangers, or must receive information based on measurements made nearby with a reliable instrument.

The radiation dose that will kill a person varies considerably with different people. A dose of 450 R resulting from exposure of the whole body to fallout radiation is often said to be the dose that will kill about half the persons receiving it, although most studies indicate that it would take somewhat less.1 (Note: A number written after a statement refers the reader to a source listed in the Selected References that follow Appendix D.) Almost all persons confined to expedient shelters after a nuclear attack would be under stress and without clean surroundings or antibiotics to fight infections. Many also would lack adequate water and food. Under these unprecedented conditions, perhaps half the persons who received a whole-body dose of 350 R within a few days would die.2

Fortunately, the human body can repair most radiation damage if the daily radiation doses are not too large. As will be explained in Appendix B, a person who is healthy and has not been exposed in the past two weeks to a total radiation dose of more than 100 R can receive a dose of 6 R each day for at least two months without being incapacitated.

Only a very small fraction of Hiroshima and Nagasaki citizens who survived radiation doses some of which were nearly fatal have suffered serious delayed effects. The reader should realize that to do essential work after a massive nuclear attack, many survivors must be willing to receive much larger radiation doses than are normally permissible. Otherwise, too many workers would stay inside shelter too much of the time, and work that would be vital to national recovery could not be done. For example, if the great majority of truckers were so fearful of receiving even non-incapacitating radiation doses that they would refuse to transport food, additional millions would die from starvation alone.

° Myth: Fallout radiation penetrates everything; there is no escaping its deadly effects.

° Facts: Some gamma radiation from fallout will penetrate the shielding materials of even an excellent shelter and reach its occupants. However, the radiation dose that the occupants of an excellent shelter would receive while inside this shelter can be reduced to a dose smaller than the average American receives during his lifetime from X rays and other radiation exposures normal in America today. The design features of such a shelter include the use of a sufficient thickness of earth or other heavy shielding material. Gamma rays are like X rays, but more penetrating. Figure 1.3 shows how rapidly gamma rays are reduced in number (but not in their ability to penetrate) by layers of packed earth. Each of the layers shown is one halving-thickness of packed earth- about 3.6 inches (9 centimeters).3 A halving- thickness is the thickness of a material which reduces by half the dose of radiation that passes through it.

The actual paths of gamma rays passing through shielding materials are much more complicated, due to scattering, etc., than are the straight-line paths shown in Fig. 1.3. But when averaged out, the effectiveness of a halving-thickness of any material is approximately as shown. The denser a substance, the better it serves for shielding material. Thus, a halving-thickness of concrete is only about 2.4 inches (6.1 cm).

Fig. 1.3. Illustration of shielding against fallout radiation. Note the increasingly large improvements in the attenuation (reduction) factors that are attained as each additional halving-thickness of packed earth is added. ORNL-DWG 78-18834

If additional halving-thicknesses of packed earth shielding are successively added to the five thicknesses shown in Fig. 1.3, the protection factor (PF) is successively increased from 32 to 64, to 128, to 256, to 512, to 1024, and so on.

Finally, sorry to disappoint our armchair nihilists, but “nuclear winter” or the destruction of the ozone layer certainly won’t do in civilization, let alone the human species.

° Myth: Blindness and a disastrous increase of cancers would be the fate of survivors of a nuclear war, because the nuclear explosions would destroy so much of the protective ozone in the stratosphere that far too much ultraviolet light would reach the earth’s surface. Even birds and insects would be blinded. People could not work outdoors in daytime for years without dark glasses, and would have to wear protective clothing to prevent incapacitating sunburn. Plants would be badly injured and food production greatly reduced.

° Facts: Large nuclear explosions do inject huge amounts of nitrogen oxides (gasses that destroy ozone) into the stratosphere. However, the percent of the stratospheric ozone destroyed by a given amount of nitrogen oxides has been greatly overestimated in almost all theoretical calculations and models. For example, the Soviet and U.S. atmospheric nuclear test explosions of large weapons in 1952-1962 were calculated by Foley and Ruderman to result in a reduction of more than 10 percent in total ozone. (See M. H. Foley and M. A. Ruderman, ‘Stratospheric NO from Past Nuclear Explosions”, Journal of Geophysics, Res. 78, 4441-4450.) Yet observations that they cited showed no reductions in ozone. Nor did ultraviolet increase. Other theoreticians calculated sizeable reductions in total ozone, but interpreted the observational data to indicate either no reduction, or much smaller reductions than their calculated ones.

A realistic simplified estimate of the increased ultraviolet light dangers to American survivors of a large nuclear war equates these hazards to moving from San Francisco to sea level at the equator, where the sea level incidence of skin cancers (seldom fatal) is highest- about 10 times higher than the incidence at San Francisco. Many additional thousands of American survivors might get skin cancer, but little or no increase in skin cancers might result if in the post-attack world deliberate sun tanning and going around hatless went out of fashion. Furthermore, almost all of today’s warheads are smaller than those exploded in the large- weapons tests mentioned above; most would inject much smaller amounts of ozone-destroying gasses, or no gasses, into the stratosphere, where ozone deficiencies may persist for years. And nuclear weapons smaller than 500 kilotons result in increases (due to smog reactions) in upper tropospheric ozone. In a nuclear war, these increases would partially compensate for the upper-level tropospheric decreases-as explained by Julius S. Chang and Donald J. Wuebbles of Lawrence Livermore National Laboratory.

° Myth: Unsurvivable “nuclear winter” surely will follow a nuclear war. The world will be frozen if only 100 megatons (less than one percent of all nuclear weapons) are used to ignite cities. World-enveloping smoke from fires and the dust from surface bursts will prevent almost all sunlight and solar heat from reaching the earth’s surface. Universal darkness for weeks! Sub-zero temperatures, even in summertime! Frozen crops, even in the jungles of South America! Worldwide famine! Whole species of animals and plants exterminated! The survival of mankind in doubt!

° Facts: Unsurvivable “nuclear winter” is a discredited theory that, since its conception in 1982, has been used to frighten additional millions into believing that trying to survive a nuclear war is a waste of effort and resources, and that only by ridding the world of almost all nuclear weapons do we have a chance of surviving.

Non-propagandizing scientists recently have calculated that the climatic and other environmental effects of even an all-out nuclear war would be much less severe than the catastrophic effects repeatedly publicized by popular astronomer Carl Sagan and his fellow activist scientists, and by all the involved Soviet scientists. Conclusions reached from these recent, realistic calculations are summarized in an article, “Nuclear Winter Reappraised”, featured in the 1986 summer issue of Foreign Affairs, the prestigious quarterly of the Council on Foreign Relations. The authors, Starley L. Thompson and Stephen H. Schneider, are atmospheric scientists with the National Center for Atmospheric Research. They showed ” that on scientific grounds the global apocalyptic conclusions of the initial nuclear winter hypothesis can now be relegated to a vanishing low level of probability.”

Their models indicate that in July (when the greatest temperature reductions would result) the average temperature in the United States would be reduced for a few days from about 70 degrees Fahrenheit to approximately 50 degrees. (In contrast, under the same conditions Carl Sagan, his associates, and the Russian scientists predicted a resulting average temperature of about 10 degrees below zero Fahrenheit, lasting for many weeks!)

Persons who want to learn more about possible post-attack climatic effects also should read the Fall 1986 issue of Foreign Affairs. This issue contains a long letter from Thompson and Schneider which further demolishes the theory of catastrophic “nuclear winter.” Continuing studies indicate there will be even smaller reductions in temperature than those calculated by Thompson and Schneider.

Soviet propagandists promptly exploited belief in unsurvivable “nuclear winter” to increase fear of nuclear weapons and war, and to demoralize their enemies. Because raging city firestorms are needed to inject huge amounts of smoke into the stratosphere and thus, according to one discredited theory, prevent almost all solar heat from reaching the ground, the Soviets changed their descriptions of how a modern city will burn if blasted by a nuclear explosion.

Figure 1.6 pictures how Russian scientists and civil defense officials realistically described – before the invention of “nuclear winter” – the burning of a city hit by a nuclear weapon. Buildings in the blasted area for miles around ground zero will be reduced to scattered rubble – mostly of concrete, steel, and other nonflammable materials – that will not burn in blazing fires. Thus in the Oak Ridge National Laboratory translation (ORNL-TR-2793) of Civil Defense. Second Edition (500,000 copies), Moscow, 1970, by Egorov, Shlyakhov, and Alabin, we read: “Fires do not occur in zones of complete destruction . . . that are characterized by an overpressure exceeding 0.5 kg/cm2 [- 7 psi]., because rubble is scattered and covers the burning structures. As a result the rubble only smolders, and fires as such do not occur.”

Fig. 1.6. Drawing with Caption in a Russian Civil Defense Training Film Strip. The blazing fires ignited by a surface burst are shown in standing buildings outside the miles-wide “zone of complete destruction,” where the blast-hurled “rubble only smolders.”

Translation: [Radioactive] contamination occurs in the area of the explosion and also along the trajectory of the cloud which forms a radioactive track.

Firestorms destroyed the centers of Hamburg, Dresden, and Tokyo. The old-fashioned buildings of those cities contained large amounts of flammable materials, were ignited by many thousands of small incendiaries, and burned quickly as standing structures well supplied with air. No firestorm has ever injected smoke into the stratosphere, or caused appreciable cooling below its smoke cloud.

The theory that smoke from burning cities and forests and dust from nuclear explosions would cause worldwide freezing temperatures was conceived in 1982 by the German atmospheric chemist and environmentalist Paul Crutzen, and continues to be promoted by a worldwide propaganda campaign. This well funded campaign began in 1983 with televised scientific-political meetings in Cambridge and Washington featuring American and Russian scientists. A barrage of newspaper and magazine articles followed, including a scaremongering article by Carl Sagan in the October 30, 1983 issue of Parade, the Sunday tabloid read by millions. The most influential article was featured in the December 23,1983 issue of Science (the weekly magazine of the American Association for the Advancement of Science): “Nuclear winter, global consequences of multiple nuclear explosions,” by five scientists, R. P. Turco, O. B. Toon, T. P. Ackerman, J. B. Pollack, and C. Sagan. Significantly, these activists listed their names to spell TTAPS, pronounced “taps,” the bugle call proclaiming “lights out” or the end of a military funeral.

Until 1985, non-propagandizing scientists did not begin to effectively refute the numerous errors, unrealistic assumptions, and computer modelling weakness’ of the TTAPS and related “nuclear winter” hypotheses. A principal reason is that government organizations, private corporations, and most scientists generally avoid getting involved in political controversies, or making statements likely to enable antinuclear activists to accuse them of minimizing nuclear war dangers, thus undermining hopes for peace. Stephen Schneider has been called a fascist by some disarmament supporters for having written “Nuclear Winter Reappraised,” according to the Rocky Mountain News of July 6, 1986. Three days later, this paper, that until recently featured accounts of unsurvivable “nuclear winter,” criticized Carl Sagan and defended Thompson and Schneider in its lead editorial, “In Study of Nuclear Winter, Let Scientists Be Scientists.” In a free country, truth will out – although sometimes too late to effectively counter fast-hitting propaganda.

Effective refutation of “nuclear winter” also was delayed by the prestige of politicians and of politically motivated scientists and scientific organizations endorsing the TTAPS forecast of worldwide doom. Furthermore, the weakness’ in the TTAPS hypothesis could not be effectively explored until adequate Government funding was made available to cover costs of lengthy, expensive studies, including improved computer modelling of interrelated, poorly understood meteorological phenomena.

Serious climatic effects from a Soviet-U.S. nuclear war cannot be completely ruled out. However, possible deaths from uncertain climatic effects are a small danger compared to the incalculable millions in many countries likely to die from starvation caused by disastrous shortages of essentials of modern agriculture sure to result from a Soviet-American nuclear war, and by the cessation of most international food shipments.

Finally, two more things of importance in nuclear warfare.

What of the economy?

In his (in)famous book On Thermonuclear War, Herman Kahn calculated that the complete destruction of the US top 53 metropolitan areas would result in serious economic damage, but would not terminate its industrial base. Substantial capacities would survive and will be able to be rebuilt quickly, especially if there are prewar preparations and the postwar government enforces savings on the population.

Below is an edited table I’m reproducing from the book, which shows the 1954 output capacity of different sectors of the US economy, and the percentage of that capacity and the existing capital stock located outside the top 53 metropolitan areas and (kind of) expected to survive a large-scale nuclear war.

Industrial Base 1954 Output Capacity (1956 billion $) % Surviving Capacity % Surviving Capital Stock
Instruments 4 20 20
Transportation eqp. 73 23 23
Electrical eqp. 32 23 23
Primary Metal ind. 36 23 28
Fabricated metal prods. 35 28 28
Rubber prods. 6 29 29
Machinery (except electrical) 50 34 34
Petroleum & coal prods. 18 36 36
Chemicals prods. 25 42 42
Pulp & paper prods. 14 54 54
Food prods. 68 57 57
Construction 91 60 60
Textile prods. 20 69 69
Lumber 9 86 86
Mining 20 89 89
Agriculture 92 95 95
Electric public utilities ~ 54

Today, the spread of suburbia means that more of the strategic industries will have migrated outside the inner-city cores. This is bad for the US environment and the current account, but an advantage in surviving and rebuilding after a nuclear war. There is also a huge and strategically significant IT industry, soon to be supplemented by biotech and nanomanufacturing – however, most of the key facilities would again be located on the peripheries of the big cities.

EMP bursts

Exploding a nuclear weapon high over an adversary’s territory can produce an EMP effect disabling most of the non-hardened electronics over vast continental swathes, crippling the economy at a single stroke. In the US, almost all civilian and even some tactical-military systems are unhardened. The threat has grown since the early days of the Cold War, when electronics used vacuum tubes that were far more resistant to EMP effects than today’s integrated circuits.

Civil Defense

A good civil defense system (blast shelters underneath municipal buildings, grain stockpiles, urban metro systems, widespread EMP hardening, widespread distribution of Geiger counters & potassium iodide pills, prewar planning, dispersed machine tool stockpiles, air raid / missile strike warning sirens, etc) will vastly improve the survivability of a population and enhance the speed and scope of its postwar recovery. A good example of a prepared society is modern Switzerland, which has a nuclear shelter in almost every building, and to a lesser extent the late Soviet Union.

In conjunction with an advanced ABM and SAM system, a society with a good civil defense system is probably capable of surviving, and fighting, a prolonged nuclear total war.

What will a big nuclear war in the future look like?

Since a (non-accidental) nuclear warfare is very unlikely today, fast forward to 2030-50, a time of incessant resource wars, climatic chaos, and new totalitarian ideologies – a world in which the weak states fail and wither away, while the strong erect barriers round their new empires (the US, China, Russia, France, etc).

In this case, it might be instructive to look at what people though would happen if the Cold War had turned hot, especially if the superpowers introduced the nuclear element.

Had everything managed to remain conventional to this point, it is here we see the point at which the survival of civilization as we know it hangs in the balance. The temptation on the American president would be enormous to start wiping out these gargantuan Soviet armies with the equally vast American nuclear arsenal. Equally, the temptation on the Soviet leadership would be substantial to trade queens with her great adversary, through counterforce first strike on American nuclear forces. Were the US to strike tactically against the Soviet invasion force, escalation to countervalue strikes (against economic and population centers), was Soviet retaliatory doctrine itself, and the entire war would enter a new phase of global mass murder, as the Americans inevitably retaliate when their cities are vaporized by Russian rocketry.

In the post-nuclear novel and movie, this is the point at which World War III ends and we are all reduced to wearing bearskins and roaming around stateless post-technological deserts. But the reality was probably a substantially worse world. If anything, disaster and mass murder tends to increase the authority of the state over populations, not collapse it. Was the power of the Nazi state more or less complete when her cities were smoldering ruins? In such situations people are rendered completely dependent on even a damaged state, when all other sources of power have been disrupted or destroyed…and in our scenario here, these are states which would not be inclined to give up the war having already lost so much. As the pre-war nuclear stockpiles are expended (mostly canceling each other out, rather than falling on cities), much of the population of both the United States and the Soviet Union would survive. Particularly if the build-up was a conventional escalation, allowing for the inevitable panic evacuation of dense urban areas.

Therefore if you want a true retrofuturist nightmare-scape, imagine a nuclear World War III, but one in which after the horrendous nuclear exchange is largely over, you haven’t the saving grace of a desolate but free world and the end of the war. Imagine suffering a nuclear attack and yet the war going on…in a newly mass mobilized and utterly militarized and depopulating society….potentially for years, even decades. That was probably the real nightmare we escaped, now that these maps have thankfully become lost visions in a vanished dream of global war.

In particular, the Soviet Union planned to fight a WMD war, especially using tactical nukes and chemical weapons to achieve a breakout in West Germany – while also developing an extensive biological weapons capability, presumably for strategic use against the farther-off US population.

With its collapse, the specter of Armageddon has receded, but not completely; and as pointed out, it may yet return.

(Republished from Sublime Oblivion by permission of author or representative)
 
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Anatoly Karlin
About Anatoly Karlin

I am a blogger, thinker, and businessman in the SF Bay Area. I’m originally from Russia, spent many years in Britain, and studied at U.C. Berkeley.

One of my tenets is that ideologies tend to suck. As such, I hesitate about attaching labels to myself. That said, if it’s really necessary, I suppose “liberal-conservative neoreactionary” would be close enough.

Though I consider myself part of the Orthodox Church, my philosophy and spiritual views are more influenced by digital physics, Gnosticism, and Russian cosmism than anything specifically Judeo-Christian.